Compliances
with Stock Exchanges as per Listing Agreement including:
- Intimation of Book Closure under Clause 16.
- Shareholding Pattern under Clause 35.
- Compliances relating to Quarterly and Annual Financial Results under Clause 41.
- Corporate Governance Report under Clause 49.
- Replies to Stock Exchanges in response to Investors Grievances.
Securities
and Exchange Board of India (SEBI):
- Disclosures under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997.
- Disclosures under SEBI Insider Trading Regulations.
- Drafting and implementation of the Insider Trading Code in the Company.
Reserve Bank
of India (RBI)/ Foreign Exchange Management Act (FEMA):
- Compliances under FEMA regulations and reporting to RBI for issue and transfer of shares to non-residents under Foreign Direct Investment (FDI) policy
- Issue of certificate for the purpose of submission of Form FC-GPR to the RBI
- Compliances relating to overseas direct investments (ODI)
- Compliances relating to External Commercial Borrowings (ECB)
- Compliances relating to Non-Banking Financial Companies (NBFCs).
Registrar of
Companies (ROC) / Ministry of Corporate Affairs (MCA):
- Preparation, certifying and filing of various forms required to be submitted to the ROC through MCA’s online portal.
- Conducting secretarial audit and issue of Secretarial Compliance Certificate required u/s 383A of the Companies Act, 1956.
